Regulatory & Legal Notice

1. Corporate Information

This website is operated by the following entities, which together conduct business under the trading name "Origen Capital":

Both entities maintain their registered office in England & Wales, United Kingdom. Operational activities are conducted from the United Arab Emirates.

2. Regulatory Status

Origen Capital is a private investment firm that operates as a principal-led advisory and co-investment platform. The firm is not a retail financial services provider and does not offer products or services to the general public.

Where Origen Capital's activities fall within the scope of the Financial Services and Markets Act 2000 ("FSMA"), such activities are conducted in compliance with applicable exemptions or through appropriately authorised and regulated intermediaries. Origen Capital does not hold a direct authorisation from the Financial Conduct Authority ("FCA") and does not carry on regulated activities in the United Kingdom except where permitted under applicable exemptions.

Any investment opportunities presented by Origen Capital are made available exclusively to persons who qualify as:

• Professional clients or eligible counterparties as defined by the FCA Handbook (COBS 3).
• High net worth individuals within the meaning of Article 49(2) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
• Sophisticated investors within the meaning of Article 50 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
• Qualified investors as defined under applicable legislation in the relevant jurisdiction.

3. No Offer or Solicitation

Nothing on this website constitutes an offer to sell, a solicitation of an offer to buy, or a recommendation of any security, financial product, or investment strategy. No information on this website is intended to provide investment, legal, tax, or accounting advice.

The information presented is for general informational purposes only and is directed at persons who have professional experience in matters relating to investments. It is not intended for distribution to, or use by, any person or entity in any jurisdiction where such distribution or use would be contrary to local law or regulation.

Prospective investors should consult their own professional advisors before making any investment decision.

4. Risk Disclosures

Investing involves risk, including the possible loss of principal. The following risk factors should be carefully considered:

4.1 General Investment Risks

• Capital risk: The value of investments can fall as well as rise. Investors may not receive back the full amount of their original investment.
• Past performance: Past performance is not a reliable indicator of future results and should not be relied upon as the primary basis for an investment decision.
• Illiquidity risk: Certain investments may be illiquid and difficult to realise. There may be no secondary market for such investments, and investors may be required to hold their investment for an extended period.
• Currency risk: Investments denominated in currencies other than the investor's base currency are subject to exchange rate fluctuations, which may adversely affect the value of the investment.

4.2 Sector-Specific Risks

• Infrastructure investments: Subject to regulatory, political, and construction risks, as well as long development timelines and capital intensity.
• Disruptive technologies: Investments in AI, DeFi, DeepTech, and quantum computing carry elevated risks associated with technological obsolescence, regulatory uncertainty, and early-stage business models.
• Energy and resource recovery: Subject to commodity price volatility, environmental regulation, and operational risks inherent in renewable energy and circular economy projects.
• Real estate: Subject to market cycles, interest rate movements, planning and regulatory risk, and the potential for extended vacancy periods.

4.3 Emerging and Frontier Market Risks

Investments in emerging and frontier markets carry additional risks, including but not limited to political instability, weaker legal and regulatory frameworks, currency controls, limited market liquidity, and heightened counterparty risk.

5. Anti-Money Laundering and Know Your Client

Origen Capital is committed to the highest standards of compliance with anti-money laundering ("AML") and counter-terrorist financing ("CTF") legislation, including:

• The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (as amended).
• The Proceeds of Crime Act 2002.
• The Terrorism Act 2000.
• Applicable guidance issued by the Joint Money Laundering Steering Group (JMLSG).

All prospective investors and business counterparties are subject to our know-your-client ("KYC") and due diligence procedures. We reserve the right to request documentary evidence of identity, source of funds, and source of wealth before entering into any business relationship. We may decline to proceed with any transaction or relationship where our due diligence requirements are not satisfied.

6. Sanctions Compliance

Origen Capital complies with all applicable sanctions regimes, including those administered by:

• The Office of Financial Sanctions Implementation (OFSI), HM Treasury, United Kingdom.
• The Office of Foreign Assets Control (OFAC), United States Department of the Treasury.
• The European Union.
• The United Nations Security Council.

We screen all counterparties, beneficial owners, and transactions against applicable sanctions lists and will not engage in any activity that would result in a breach of applicable sanctions legislation.

7. Conflicts of Interest

Origen Capital maintains a conflicts of interest policy designed to identify, prevent, and manage conflicts that may arise in the course of our business activities. Where a conflict cannot be prevented, we will disclose the nature of the conflict to affected parties and take reasonable steps to manage it fairly.

Our Managing Partner's roles as Board Member and Advisor of publicly traded companies on the London Stock Exchange and NASDAQ are disclosed and managed in accordance with our conflicts of interest policy and applicable corporate governance requirements.

8. Complaints

If you wish to make a complaint about any aspect of our services or conduct, please contact us in writing at:

We will acknowledge receipt of your complaint promptly and aim to provide a substantive response within eight weeks. If you are not satisfied with our response, you may be entitled to refer the matter to the Financial Ombudsman Service (if applicable) or pursue resolution through the courts of England & Wales.

9. Jurisdictional Notices

9.1 United Kingdom

This website and its content are directed at persons in the United Kingdom who are professional clients or eligible counterparties. The information is not directed at retail clients as defined by the FCA.

9.2 European Union

This website is not directed at persons in any EU Member State where the distribution of the information contained herein would be contrary to local law or regulation. Persons accessing this website from within the EU should inform themselves of and observe any applicable restrictions.

9.3 United States

This website is not directed at, and the information contained herein is not intended for distribution to, or use by, any person or entity in the United States of America or any US Person as defined under Regulation S of the US Securities Act of 1933. No securities are being offered or sold in the United States or to US Persons.

9.4 United Arab Emirates

This website is not intended to constitute a financial promotion, offer, or sale of securities within the UAE, except as may be permitted under applicable UAE federal and emirate-level regulations. Origen Capital's operational activities in the UAE are conducted in compliance with applicable local requirements.

9.5 Other Jurisdictions

The distribution of information on this website may be restricted by law in certain jurisdictions. Persons who access this website from outside the United Kingdom are responsible for compliance with applicable local laws and regulations. This website does not constitute an offer or solicitation in any jurisdiction where such offer or solicitation is not authorised or would be unlawful.

10. Governing Law

This Regulatory & Legal Notice, and any dispute or claim arising out of or in connection with it, shall be governed by and construed in accordance with the laws of England & Wales. The courts of England & Wales shall have exclusive jurisdiction over any such dispute or claim.

11. Contact

For regulatory or compliance enquiries, please contact: